Testimonial 1

If you are starting a hedge fund and are registering as an investment adviser you should make sure that you have a written code of ethics.

The SEC requires that all advisers registered with the SEC must adopt and enforce a written code of ethics reflecting the adviser’s fiduciary duties to its clients.

Start up hedge fund managers will find it a useful operational and compliance tool. The startup hedge fund manager should consider SEC’s guidance as applicable to state registered funds as well.