Start An Registered Investment Advisor

Starting your own Registered Investment Advisor (RIA) allows you to service your securities clients while growing a profitable business. Turn Key Hedge Funds has years of experience in starting and consulting RIAs. The Turn Key Hedge Fund start-up process will include:

  • Drafting documents necessary to form and register your entity as an SEC or state registered investment adviser;
  • Drafting investment manager compensation agreements for the RIAs;
  • Facilitating the creation of the appropriate RIA entity;
  • Preparation of RIA Forms ADV parts 1 and 2 for SEC or state for investment adviser registration;
  • Preparation of SS-4 documents for acquisition of federal identification numbers, operating agreements, corporate minutes, employee compensation agreements, and other any; and
  • Preparation of RIA forms and compliance manual.

 

 

 

 

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